SEC Form 4 · accession 0001209191-16-116887
Mead Johnson Nutrition Co · MJN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christoper Richard Stratton
Officer — SVP and President, Asia
Period of report
May 2, 2016
Accepted (ET)
May 3, 2016 · 10:14 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001452575
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 2, 2016 | S | 8,469 | $86.7173 | D | 5,696 | D | |
| Common Stock | May 2, 2016 | M | 4,643 | $58.86 | A | 10,339 | D | |
| Common Stock | May 2, 2016 | M | 5,909 | $78.26 | A | 16,248 | D | |
| Common Stock | May 2, 2016 | M | 6,855 | $74.65 | A | 23,103 | D | |
| Common Stock | May 2, 2016 | M | 7,854 | $81.55 | A | 30,957 | D | |
| Common StockF2 | May 2, 2016 | S | 25,261 | $86.6415 | D | 5,696 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4,F3 | $58.86 | May 2, 2016 | M | 4,643 | D | — | Mar 2, 2021 | Common Stock | 4,643 | 0 | D |
| Stock Option (Right to Buy)F4,F5 | $78.26 | May 2, 2016 | M | 5,909 | D | — | Mar 2, 2022 | Common Stock | 5,909 | 0 | D |
| Stock Option (Right to Buy)F4,F6 | $74.65 | May 2, 2016 | M | 6,855 | D | — | Feb 27, 2023 | Common Stock | 6,855 | 0 | D |
| Stock Option (Right to Buy)F4,F7 | $81.55 | May 2, 2016 | M | 7,854 | D | — | Feb 28, 2024 | Common Stock | 7,854 | 3,930 | D |
Explanation of responses
- F1The price reported is a weighted average sale price. The shares were sold in multiple same-way transactions on May 2, 2016 at prices ranging from $86.53 to $87.045 per share of common stock. If requested by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares of common stock sold at each separate price.
- F2The price reported is a weighted average sale price. The shares were sold in multiple same-way transactions on May 2, 2016 at prices ranging from $86.42 to $87.03 per share of common stock. If requested by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares of common stock sold at each separate price.
- F3This option became exercisable in three equal annual installments beginning on March 2, 2012, the first anniversary of the date on which the option was granted.
- F4The stock options were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the stock options.
- F5This option became exercisable in three equal annual installments beginning on March 2, 2013, the first anniversary of the date on which the option was granted.
- F6This option became exercisable in three equal annual installments beginning on February 27, 2014, the first anniversary of the date on which the option was granted.
- F7This option is exercisable in three equal annual installments beginning on February 28, 2015, the first anniversary of the date on which the option was granted.