SEC Form 4 · accession 0001209191-16-105905
Mead Johnson Nutrition Co · MJN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christoper Richard Stratton
Officer — SVP and President, Asia
Period of report
Mar 2, 2016
Accepted (ET)
Mar 4, 2016 · 10:43 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001452575
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2016 | M | 1,158 | $0.00 | A | 14,326 | D | |
| Common StockF1 | Mar 2, 2016 | F | 161 | $73.16 | D | 14,165 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F3,F2 | — | Mar 2, 2016 | M | 1,158 | D | Mar 2, 2016 | Mar 2, 2016 | Common Stock | 1,158 | 0 | D |
Explanation of responses
- F1Represents shares of common stock withheld for payment of taxes upon the vesting of restricted stock units.
- F2Each restricted stock unit represents the contingent right to receive one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.
- F3The restricted stock units were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the restricted stock units.