SEC Form 4 · accession 0001209191-16-104457
Mead Johnson Nutrition Co · MJN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James E. Shiah
Officer — SVP and Corporate Controller
Period of report
Feb 29, 2016
Accepted (ET)
Mar 2, 2016 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001452575
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2,F1 | $73.76 | Feb 29, 2016 | A | 7,745 | A | — | Feb 28, 2026 | Common Stock | 7,745 | 7,745 | D |
| Stock Option (Right to Buy)F2,F3 | $73.76 | Feb 29, 2016 | A | 5,000 | A | — | Feb 28, 2026 | Common Stock | 5,000 | 5,000 | D |
| Restricted Stock Unit (RSU)F2,F4 | — | Feb 29, 2016 | A | 1,146 | A | Feb 29, 2020 | Feb 29, 2020 | Common Stock | 1,146 | 1,146 | D |
Explanation of responses
- F1One-third of the stock option will vest on each of the first, second and third anniversaries of the grant date.
- F2The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities.
- F325% of the stock option will vest on each of the first, second, third and fourth anniversaries of the grant date.
- F4Each restricted stock unit represents the contingent right to receive one share of common stock.