SEC Form 4 · accession 0001209191-16-104406

Mead Johnson Nutrition Co · MJN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP, Technical Operations

Period of report

Feb 29, 2016

Accepted (ET)

Mar 2, 2016 · 4:09 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001452575

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Feb 29, 2016	M	3,910	$0.00	A	17,552	D
Common Stock^F1	Feb 29, 2016	F	1,321	$73.76	D	16,231	D
Common Stock	holding	—	—		—	56	I	By MJN 401(k)

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Performance Shares^F3,F2	—	Feb 29, 2016	M	3,910	D	Feb 29, 2016	Feb 29, 2016	Common Stock	3,910	0	D
Stock Option (Right to Buy)^F3,F4	$73.76	Feb 29, 2016	A	17,666	A	—	Feb 28, 2026	Common Stock	17,666	17,666	D
Stock Option (Right to Buy)^F3,F5	$73.76	Feb 29, 2016	A	22,500	A	—	Feb 28, 2026	Common Stock	22,500	22,500	D
Restricted Stock Unit (RSU)^F3,F6	—	Feb 29, 2016	A	2,612	A	Feb 29, 2020	Feb 29, 2020	Common Stock	2,612	2,612	D

F1Represents shares of common stock withheld for payment of taxes upon the vesting of performance shares.
F2Each performance share represents the contingent right to receive one share of common stock. This transaction represents the settlement of vested performance shares in shares of common stock.
F3The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities.
F4One-third of the stock option will vest on each of the first, second and third anniversaries of the grant date.
F525% of the stock option will vest on each of the first, second, third and fourth anniversaries of the grant date.
F6Each restricted stock unit represents the contingent right to receive one share of common stock.