SEC Form 4 · accession 0001209191-16-103655
Mead Johnson Nutrition Co · MJN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Cornelius
Director
Period of report
Feb 26, 2016
Accepted (ET)
Mar 1, 2016 · 11:14 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001452575
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 26, 2016 | M | 3,450 | $0.00 | A | 52,057 | D | |
| Common Stock | Feb 26, 2016 | G | 3,450 | $0.00 | D | 48,607 | D | |
| Common StockF1 | holding | — | — | — | 41,937 | I | By Grantor Retained Annuity Trust | |
| Common Stock | holding | — | — | — | 50,000 | I | By 2015 Grantor Retained Annuity Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F3,F2 | — | Feb 26, 2016 | M | 3,450 | D | Feb 26, 2016 | Feb 26, 2016 | Common Stock | 3,450 | 0 | D |
| Restricted Stock Unit (RSU)F3,F4 | — | Feb 29, 2016 | M | 4,881 | A | Mar 1, 2017 | Mar 1, 2017 | Common Stock | 4,881 | 4,881 | D |
Explanation of responses
- F1Includes the distribution of 24,770 shares from a grantor retained annuity trust to the reporting person as an annuity payment.
- F2Each restricted stock unit represents the contingent right to receive one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.
- F3The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities.
- F4Each restricted stock unit represents the contingent right to receive one share of common stock.