SEC Form 4 · accession 0001209191-15-042603
Mead Johnson Nutrition Co · MJN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tom De Weerdt
Officer — VP, Corporate Controller
Period of report
May 13, 2015
Accepted (ET)
May 14, 2015 · 10:32 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001452575
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 13, 2015 | M | 5,101 | $73.59 | A | 6,451 | D | |
| Common Stock | May 13, 2015 | M | 2,520 | $74.65 | A | 8,971 | D | |
| Common Stock | May 13, 2015 | M | 1,276 | $81.55 | A | 10,247 | D | |
| Common StockF1 | May 13, 2015 | S | 7,585 | $95.6419 | D | 2,662 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3,F2 | $73.59 | May 13, 2015 | M | 5,101 | D | — | Sep 4, 2022 | Common Stock | 5,101 | 5,101 | D |
| Stock Option (Right to Buy)F3,F4 | $74.65 | May 13, 2015 | M | 2,520 | D | — | Feb 27, 2023 | Common Stock | 2,520 | 1,261 | D |
| Stock Option (Right to Buy)F3,F5 | $81.55 | May 13, 2015 | M | 1,276 | D | — | Feb 28, 2024 | Common Stock | 1,276 | 2,554 | D |
Explanation of responses
- F1The price reported is a weighted average sale price. The shares were sold in multiple same-way transactions on March 13, 2015 at prices ranging from $95.63 to $95.67 per share of common stock. If requested by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares of common stock sold at each separate price.
- F2This portion of the stock option is vested and exercisable. The stock option vested in four equal annual installments beginning on September 4, 2013 which was the first anniversary of the date on which the stock option was granted.
- F3The stock option was granted to the reporting person, and was not sold to the reporting person. As such, the reporting person did not pay any consideration for the stock option.
- F4This portion of the stock option is vested and exercisable. The stock option vested in three equal annual installments beginning on February 27, 2014 which was the first anniversary of the date on which the stock option was granted.
- F5This portion of the stock option is vested and exercisable. The stock option vested in three equal annual installments beginning on February 28, 2015 which was the first anniversary of the date on which the stock option was granted.