SEC Form 4 · accession 0001209191-15-020695
Mead Johnson Nutrition Co · MJN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Stephen W Golsby
Director
Period of report
Feb 27, 2015
Accepted (ET)
Mar 3, 2015 · 9:58 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001452575
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2015 | M | 13,206 | $0.00 | A | 28,664 | D | |
| Common Stock | Feb 27, 2015 | F | 2,369 | $104.76 | D | 26,295 | D | |
| Common Stock | Feb 28, 2015 | M | 2,146 | $0.00 | A | 28,441 | D | |
| Common Stock | Feb 28, 2015 | F | 262 | $104.76 | D | 28,179 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF1,F3,F2 | — | Feb 27, 2015 | M | 13,206 | D | Feb 27, 2015 | Feb 27, 2015 | Common Stock | 13,206 | 0 | D |
| Restricted Stock Unit (RSU)F3,F4 | — | Feb 28, 2015 | M | 2,146 | D | Feb 28, 2015 | Feb 28, 2015 | Common Stock | 2,146 | 0 | D |
Explanation of responses
- F1The reporting person is entitled to receive this award (or portion thereof) in connection with the terms of his prior retirement from the Company.
- F2Each performance share represents the contingent right to receive one share of common stock. The transaction represents the settlement of vested performance shares in shares of common stock.
- F3The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities.
- F4Each restricted stock unit represents the contingent right to receive one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.