SEC Form 4 · accession 0001477932-18-003732
Terra Tech Corp. · TRTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J Ross
Director
Period of report
Jul 30, 2018
Accepted (ET)
Jul 31, 2018 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001451512
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 30, 2018 | A | 24,750 | $2.02 | D | 97,477 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock OptionsF1 | $2.02 | Jul 30, 2018 | A | 24,750 | A | — | Jul 29, 2028 | Common Stock | 24,750 | 128,083 | D |
| Nonqualified Stock OptionsF1 | $2.02 | Jul 30, 2018 | A | 55,000 | A | — | Jul 29, 2028 | Common Stock | 55,000 | 183,083 | D |
Explanation of responses
- F1The nonqualified stock option vests in twelve equal quarterly installments, with the first quarterly installment vesting on July 31, 2018.