SEC Form 4 · accession 0001477932-18-000300
Terra Tech Corp. · TRTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael C James
Officer — Chief Financial Officer
Period of report
Jan 15, 2018
Accepted (ET)
Jan 18, 2018 · 9:01 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001451512
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 17, 2018 | A | 64,599 | $0.33 | A | 11,000,517 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock OptionF1 | $0.2925 | Jan 15, 2018 | A | 2,000,000 | A | — | Jan 14, 2028 | Common Stock | 2,000,000 | 4,400,000 | D |
Explanation of responses
- F1The nonqualified stock option vests in twelve equal quarterly installments, with the first quarterly installment vesting on January 16, 2018.