SEC Form 4 · accession 0001477932-17-004195
Terra Tech Corp. · TRTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Derek Peterson
Officer — Chief Executive Officer · Director
Period of report
Aug 21, 2017
Accepted (ET)
Aug 24, 2017 · 9:27 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001451512
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 21, 2017 | C | 13,480,144 | $0.00 | A | 13,805,137 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Preferred StockF2 | $0.00 | Aug 21, 2017 | C | 2,503,590 | D | Aug 23, 2017 | — | Common Stock | 13,480,144 | 0 | D |
Explanation of responses
- F1Represents the issuance of Common Stock upon conversion of the derivative security described in Table II.
- F2The Series B Preferred Stock does not have an expiration date.