SEC Form 4 · accession 0001477932-17-000180
Terra Tech Corp. · TRTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael C James
Officer — Chief Financial Officer
Period of report
Jan 6, 2017
Accepted (ET)
Jan 12, 2017 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001451512
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Preferred StockF1,F3 | $0.00 | Jan 6, 2017 | P | 600,000 | A | Sep 23, 2016 | — | Common Stock | 3,230,595 | 2,000,000 | D |
Explanation of responses
- F1Each share of Series B Preferred Stock is convertible, at any time, at the option of the holder, on a 1-for-5.384325537 basis, into shares of common stock and has voting rights equal to 100 shares of common stock.
- F2The Series B Preferred Stock was granted as compensation for services rendered amounting to approximately $1,035,406.
- F3The Series B Preferred Stock does not have an expiration date.