SEC Form 4 · accession 0001477932-16-013051
Terra Tech Corp. · TRTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Derek Peterson
Officer — Chief Executive Officer · Director
Period of report
Sep 27, 2016
Accepted (ET)
Oct 21, 2016 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001451512
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Preferred StockF1,F2 | $0.00 | Sep 27, 2016 | G | 2,860,104 | D | Sep 27, 2016 | — | Common Stock | 15,399,731 | 3,110,114 | D |
Explanation of responses
- F1Each share of Series B Preferred stock is convertible, at any time, at the option of the holder, on a 1-for-5.384325537 basis, into shares of common stock and has voting rights equal to 100 shares of common stock.
- F2The Series B Preferred Stock does not have an expiration date.