SEC Form 4 · accession 0001477932-16-011278
Terra Tech Corp. · TRTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Derek Peterson
Officer — Chief Executive Officer · Director
Period of report
Jul 7, 2016
Accepted (ET)
Jul 8, 2016 · 8:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001451512
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 7, 2016 | S | 222,697 | $0.339 | D | 1,815,538 | D | |
| Common StockF2 | Jul 8, 2016 | S | 300,000 | $0.329 | D | 1,515,538 | D | |
| Common StockF3 | Jul 8, 2016 | S | 100,000 | $0.3297 | D | 1,415,538 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Preferred StockF4,F5 | $0.00 | holding | — | — | — | Apr 30, 2013 | — | Common Stock | 1,346,081 | 250,000 | D |
Explanation of responses
- F1Price is $0.339076.
- F2Price is $0.329008.
- F3Price is $0.32975.
- F4The reporting person is a holder of 250,000 shares of Series B Preferred Stock. Each share of Series B Preferred stock is convertible, at any time, at the option of the holder, on a 1-for-5.384325537 basis, into shares of common stock and has voting rights equal to 100 shares of common stock.
- F5The Series B Preferred Stock does not have an expiration date.