SEC Form 4 · accession 0001477932-15-005724
Terra Tech Corp. · TRTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amy Almsteier
Officer — Secretary and Treasurer · Director
Period of report
Aug 28, 2015
Accepted (ET)
Sep 3, 2015 · 8:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001451512
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 28, 2015 | S | 100,000 | $0.1378 | D | 1,745,405 | D | |
| Common Stock | Aug 31, 2015 | S | 71,000 | $0.1404 | D | 1,674,305 | D | |
| Common Stock | Sep 3, 2015 | S | 100,000 | $0.1431 | D | 1,574,305 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Preferred StockF1,F2 | $0.00 | holding | — | — | — | Mar 23, 2013 | — | Common Stock | 19,248,964 | 3,575,000 | D |
Explanation of responses
- F1The reporting person is a holder of 3,575,000 shares of Series B Preferred Stock. Each share of Series B Preferred stock is convertible, at any time, at the option of the holder, on a 1-for-5.384325537 basis, into shares of common stock and has voting rights equal to 100 shares of common stock.
- F2The Series B Preferred Stock does not have an expiration date.