SEC Form 4 · accession 0001477932-15-000032
Terra Tech Corp. · TRTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael C James
Officer — Chief Financial Officer
Period of report
Dec 23, 2014
Accepted (ET)
Jan 5, 2015 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001451512
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value per share | holding | — | — | — | 490,196 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Preferred StockF1,F3 | $0.00 | Dec 23, 2014 | P | 200,000 | A | Dec 23, 2014 | — | Common Stock | 1,076,865 | 200,000 | D |
Explanation of responses
- F1Each share of Series B Preferred Stock is convertible, at any time, at the option of the holder, on a 1-for-5.384325537 basis, into shares of common stock and has voting rights equal to 100 shares of common stock.
- F2The Series B Preferred Stock was granted as compensation for services rendered amounting to approximately $289,677.
- F3The Series B Preferred Stock does not have an expiration date.