SEC Form 4 · accession 0001179110-17-002286
Transocean Ltd. · RIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark-Anthony Lovell Mey
Officer — EVP & CFO
Period of report
Feb 10, 2017
Accepted (ET)
Feb 13, 2017 · 5:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001451505
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $13.35 | Feb 10, 2017 | A | 94,011 | A | — | Feb 10, 2027 | Registered Shares | 94,011 | 94,011 | D |
| Deferred UnitsF2 | $0.00 | Feb 10, 2017 | A | 48,772 | A | — | — | Registered Shares | 48,772 | 48,772 | D |
Explanation of responses
- F1On February 10, 2017, the reporting person was awarded 94,011 stock options which vest as follows: 31,337 on February 10, 2018; 31,337 on February 10, 2019; and 31,337 on February 10, 2020.
- F2The Deferred Units were acquired on February 10, 2017, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 16,257 on March 1, 2018; 16,257 on March 1, 2019; and 16,258 on March 1, 2020.