SEC Form 4 · accession 0001387131-18-001426
PIONEER POWER SOLUTIONS, INC. · PPSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Klink
Officer — Chief Financial Officer · Director
Period of report
Apr 3, 2018
Accepted (ET)
Apr 4, 2018 · 3:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001449792
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $5.60 | Apr 3, 2018 | A | 1,000 | A | Apr 3, 2019 | Apr 3, 2028 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1The option vests as to 100% on April 3, 2019, subject to the terms and conditions of the Pioneer Power Solution, Inc. 2011 Long-Term Incentive Plan.