SEC Form 4 · accession 0001493152-16-011048
VIVOS INC · RDGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leonard Bruce Jolliff
Officer — CHIEF FINANCIAL OFFICER
Period of report
Dec 9, 2015
Accepted (ET)
Jun 23, 2016 · 6:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001449349
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Convertible Preferred StockF2 | $0.005 | Jun 23, 2016 | A | 10,000 | A | Jun 23, 2016 | — | Common Stock | 10,000,000 | 114,700 | D |
Explanation of responses
- F1Stock award bonus, which issuance was approved by the Issuer's Board of Directors.
- F2The Series A Convertible Preferred has no expiration date.