SEC Form 4 · accession 0001415889-17-001826
VIVOS INC · RDGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael K Korenko
Officer — CEO AND PRESIDENT
Period of report
Nov 20, 2017
Accepted (ET)
Nov 21, 2017 · 1:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001449349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2017 | P | 280,000 | $0.034 | A | 282,300 | I | By IRA Account |
| Common Stock | holding | — | — | — | 230,000 | D | ||
| Common Stock | holding | — | — | — | 1,500 | I | By IRA SEP Account | |
| Common StockF1 | holding | — | — | — | 717,500 | I | By Elaine M. Korenko Bypass Trust | |
| Common StockF2 | holding | — | — | — | 45,000 | I | By Michael Korenko ROTH IRA | |
| Common StockF2 | holding | — | — | — | 45,000 | I | By Robert Korenko ROTH IRA | |
| Common StockF2 | holding | — | — | — | 10,000 | I | By Robert Korenko |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person disclaims beneficial ownership with respect to these shares.
- F2The Reporting Person has trading authority only with respect to these shares.