SEC Form 4/A · accession 0001140361-15-014976
VIVOS INC · RDGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James C Katzaroff
Officer — CEO · Director · 10% Owner
Period of report
Feb 25, 2015
Accepted (ET)
Apr 9, 2015 · 6:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001449349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 25, 2015 | P | 1,000,000 | $0.0008 | A | 3,665,834 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment correctly reflects the amount of securities beneficially owned due to the amendment of the Form 4 originally filed December 19, 2014.