SEC Form 4 · accession 0001613754-16-000009
TUBEMOGUL INC · TUBE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
David Toth
Director
Period of report
Jun 16, 2016
Accepted (ET)
Jun 17, 2016 · 8:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001449278
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 16, 2016 | A | 8,069 | $0.00 | A | 149,520 | D | |
| Common StockF4,F2 | Jun 16, 2016 | S | 4,000 | $12.1761 | D | 145,520 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each share of common stock is represented by a Restricted Stock Unit ("RSU"). One - hundred percent (100%) of the shares subject to the RSU vest upon the earlier of (i) the day prior the next years annual meeting of stockholders, or (ii) one year from the date of grant, subject to continued service as a director through the applicable vesting date.
- F2Of the reported shares, 9,631 shares are represented by RSUs.
- F3The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18 2015.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.09 to $12.28 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.