SEC Form 4 · accession 0001613754-15-000002
TUBEMOGUL INC · TUBE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Toth
Director
Period of report
Jun 18, 2015
Accepted (ET)
Jun 22, 2015 · 8:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001449278
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 18, 2015 | A | 3,174 | $0.00 | A | 147,889 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $15.37 | Jun 18, 2015 | A | 5,679 | A | — | Jun 18, 2025 | Common Stock | 5,679 | 5,679 | D |
Explanation of responses
- F1Each share of common stock is represented by a Restricted Stock Unit ("RSU"). One-hundred percent (100%) of the shares subject to the RSU vest upon the earlier of (i) the day prior the next year's annual meeting of stockholders, or (ii) one year from the date of grant, subject to continued service as a director through the applicable vesting date.
- F2Of the reported shares, 6,819 shares are represented by RSUs.
- F3One-hundred percent (100%) of the option vests upon the earlier of (i) the day prior to the next year's annual meeting of stockholders, or (ii) one year from the date of grant, subject to continued service as a director through the applicable vesting date.