SEC Form 4 · accession 0001612892-16-000050
TUBEMOGUL INC · TUBE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Deeds
Officer — General Counsel and Secretary
Period of report
Dec 14, 2016
Accepted (ET)
Dec 16, 2016 · 5:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001449278
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 14, 2016 | M | 101,028 | $2.32 | A | 191,698 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $2.32 | Dec 14, 2016 | M | 101,028 | D | — | Jun 10, 2023 | Common Stock | 101,028 | 11,327 | D |
Explanation of responses
- F1Of the reported shares, 80,844 shares are represented by RSUs.
- F2Subject to the Reporting Person's continued service to the Issuer, 25% of the shares subject to the option vested on 4/8/2014, and thereafter 1/48th of the shares vest monthly.