SEC Form 4 · accession 0001612892-16-000047
TUBEMOGUL INC · TUBE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Deeds
Officer — General Counsel and Secretary
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 8:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001449278
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 10, 2016 | F | 1,567 | $13.94 | D | 91,491 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares reported as disposed of were withheld by the Issuer in order to cover withholding taxes in connection with the vesting of restricted stock units, or RSUs. These shares were not issued or sold by the Reporting Person.
- F2Of the reported shares, 83,031 shares are represented by RSUs. Based on an internal audit the Reporting Person's holdings are restated by a reduction of 9 shares.