SEC Form 4 · accession 0001612886-15-000017
TUBEMOGUL INC · TUBE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul K Joachim
Officer — Chief Financial Officer
Period of report
Aug 12, 2015
Accepted (ET)
Aug 17, 2015 · 6:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001449278
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 12, 2015 | F | 528 | $11.86 | D | 23,590 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares reported as disposed of were withheld by the Issuer in order to cover withholding taxes in connection with the vesting of restricted stock units, or RSUs. These shares were not issued to or sold by the Reporting Person.
- F2Of the reported shares, 15,469 shares are represented by RSUs and 785 shares were acquired under the Issuer's Section 423 employee stock purchase plan on August 14, 2015.