SEC Form 4 · accession 0001612886-15-000002
TUBEMOGUL INC · TUBE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul K Joachim
Officer — Chief Financial Officer
Period of report
Mar 3, 2015
Accepted (ET)
Mar 5, 2015 · 5:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001449278
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 3, 2015 | F | 1,545 | $12.31 | D | 27,413 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares reported as disposed of were withheld by the Issuer in order to cover withholding taxes in connection with the vesting of restricted stock units, or RSUs. These shares were not issued to or sold by the Reporting Person.
- F2Of the reported shares, 20,955 shares are represented by RSUs, and includes 1,458 shares acquired under the Issuer's Section 423 employee stock purchase plan on February 17, 2015.