SEC Form 4 · accession 0001209191-16-115348
TUBEMOGUL INC · TUBE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patricia Nakache
10% Owner
Period of report
Apr 20, 2016
Accepted (ET)
Apr 22, 2016 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001449278
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F5 | Apr 20, 2016 | S | 522 | $13.41 | D | 0 | I | By Gordon/Nakache Family Trust |
| Common StockF1,F2 | holding | — | — | — | 4,968,249 | I | By Trinity Ventures X, L.P. | |
| Common StockF1,F2 | holding | — | — | — | 48,044 | I | By Trinity X Entrepreneurs' Fund, L.P. | |
| Common StockF1,F2 | holding | — | — | — | 28,134 | I | By Trinity X Side-By-Side Fund, L.P. | |
| Common StockF1,F2 | holding | — | — | — | 2,922 | I | By Trinity TVL X, LLC | |
| Common StockF1,F2 | holding | — | — | — | 0 | I | By Trinity TVL X, LLC | |
| Common StockF2,F3 | holding | — | — | — | 2,528 | I | By TVL Management Corporation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Trinity TVL X, LLC is the general partner of Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. and has sole voting and investment power with respect to the shares held by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P.
- F2Ms. Nakache is a management member of Trinity TVL X, LLC, and may be deemed to share voting and investment power over the shares owned by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Ms. Nakache serves as an officer of Trinity TVL Management Corporation. Ms. Nakache disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of her pecuniary interest therein.
- F3The shares are held by Trinity TVL Management Corporation.
- F4The sales were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on September 14, 2015.
- F5The shares are held by the Gordon/Nakache Family Trust (the "Nakache Family Trust"). Ms. Nakache is a trustee of the Nakache Family Trust. Ms. Nakache disclaims beneficial ownership of the shares held by the Nakache Family Trust except to the extent of her proportionate pecuniary interest therein.