SEC Form 4 · accession 0001209191-16-108188
TUBEMOGUL INC · TUBE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
William B Elmore
10% Owner
Paul G Koontz
10% Owner
Michael N Schuh
10% Owner
Paul R Holland
10% Owner
Warren M Weiss
10% Owner
Charles Moldow
10% Owner
Steven Vassallo
10% Owner
Period of report
Mar 10, 2016
Accepted (ET)
Mar 14, 2016 · 5:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001449278
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 10, 2016 | J | 390,000 | $12.44 | D | 7,018,097 | I | Foundation Capital VI, L.P. |
| Common StockF2 | holding | — | — | — | 82,732 | I | Foundation Capital VI Principals Fund, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In-kind distribution. On 03/10/2016, Foundation Capital VI, L.P. distributed 390,000 shares of stock to its Partners.
- F2Foundation Capital Management Co. VI, LLC is the sole manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B.Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of Foundation Capital Management Co. VI, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. VI, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his or her pecuniary interest therein.