SEC Form 4 · accession 0001209191-15-054783
TUBEMOGUL INC · TUBE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Lawrence K Orr
10% Owner
Augustus O Tai
10% Owner
Noel J Fenton
10% Owner
Fred Wang
10% Owner
TRINITY VENTURES X LP
10% Owner
Trinity X Side-By-Side Fund, L.P.
10% Owner
Trinity TVL X, LLC
10% Owner
Trinity X Entrepreneurs' Fund, L.P.
10% Owner
Patricia Nakache
10% Owner
Dan Scholnick
10% Owner
Period of report
Jun 16, 2015
Accepted (ET)
Jun 18, 2015 · 6:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001449278
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 16, 2015 | S | 649,444 | $14.92 | D | 5,844,999 | I | By Trinity Ventures X, L.P. |
| Common StockF1,F2 | Jun 16, 2015 | S | 6,280 | $14.92 | D | 56,522 | I | By Trinity X Entrepreneurs' Fund, L.P. |
| Common StockF1,F2 | Jun 16, 2015 | S | 3,678 | $14.92 | D | 33,099 | I | By Trinity X Side-By-Side Fund, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Trinity TVL X, LLC is the general partner of Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. and has sole voting and investment power with respect to the shares held by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Trinity TVL X, LLC disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of its pecuniary interest therein.
- F2Lawrence K. Orr, Noel J. Fenton, Augustus O. Tai, Fred Wang, Patricia Nakache, Ajay Chopra, TVL Management Corporation, Karan Mehandru, Daniel Scholnick and Nina C. Labatt are management members of Trinity TVL X, LLC, and may be deemed to share voting and investment power over the shares owned by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Each of the management members of Trinity TVL X, LLC disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of his, her or its respective pecuniary interest therein. Mr. Chopra is a director of the Issuer and, accordingly, files separate Section 16 reports.
Remarks
Filing 1 of 2