SEC Form 4 · accession 0001213900-18-010721
OptimizeRx Corp · OPRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas P Baker
Officer — CHIEF FINANCIAL OFFICER
Period of report
Aug 9, 2018
Accepted (ET)
Aug 10, 2018 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001448431
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 9, 2018 | S | 784 | $12.00 | D | 15,884 | D | |
| Common Stock | Aug 10, 2018 | S | 2,000 | $12.00 | D | 13,884 | D | |
| Common Stock | Aug 10, 2018 | S | 1,000 | $12.01 | D | 12,884 | D | |
| Common Stock | Aug 10, 2018 | S | 1,000 | $12.05 | D | 11,884 | D | |
| Common | Aug 10, 2018 | M | 15,000 | $3.15 | A | 26,884 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $3.15 | Aug 10, 2018 | M | 15,000 | A | Aug 10, 2018 | May 19, 2019 | Common | 15,000 | 151,669 | D |