SEC Form 4 · accession 0001209191-18-010566
NEW RELIC, INC. · NEWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robin Schulman
Officer — VP, General Counsel /Secretary
Period of report
Feb 15, 2018
Accepted (ET)
Feb 15, 2018 · 8:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001448056
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2018 | M | 7,292 | $11.29 | A | 7,869 | D | |
| Common Stock | Feb 15, 2018 | M | 1,109 | $30.71 | A | 8,978 | D | |
| Common StockF1,F2 | Feb 15, 2018 | S | 8,401 | $69.8865 | D | 577 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $11.29 | Feb 15, 2018 | M | 7,292 | D | — | Dec 10, 2023 | Common Stock | 7,292 | 0 | D |
| Stock Option (Right to Buy)F4 | $30.71 | Feb 15, 2018 | M | 1,109 | D | — | May 14, 2025 | Common Stock | 1,109 | 13,275 | D |
Explanation of responses
- F1Shares sold pursuant to a 10b5-1 plan.
- F2The shares were sold at prices ranging from $69.14 to $70.00. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Fully vested and exercisable.
- F4Stock Option Grant will vest as follows: 10% of the shares subject to the option shall vest on the first anniversary of May 15, 2015 (the "Vesting Start Date"); 1.25% of the shares subject to the option shall vest in equal monthly installments thereafter until the second anniversary of the Vesting Start Date; 1.6667% of the shares subject to the option shall vest in equal monthly installments thereafter until the third anniversary of the Vesting Start Date; and 4.5833% of the shares subject to the option shall vest in equal monthly installments thereafter until the fourth anniversary of the Vesting Start Date, in each case subject to the Reporting Person being a Service Provider (as defined in the 2014 Equity Incentive Plan) on such vesting date.