SEC Form 4 · accession 0001209191-17-053216
NEW RELIC, INC. · NEWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Sachleben
Officer — Chief Financial Officer
Period of report
Sep 15, 2017
Accepted (ET)
Sep 18, 2017 · 6:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001448056
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 15, 2017 | M | 2,203 | $0.00 | A | 2,203 | D | |
| Common StockF1,F2 | Sep 18, 2017 | S | 836 | $48.3095 | D | 1,367 | D | |
| Common Stock | Sep 18, 2017 | G | 1,367 | $0.00 | D | 0 | D | |
| Common StockF3 | Sep 18, 2017 | G | 1,367 | $0.00 | A | 449,487 | I | By Trust |
| Common StockF4 | holding | — | — | — | 109,500 | I | By Trust | |
| Common StockF5 | holding | — | — | — | 104,500 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF6 | $0.00 | Sep 15, 2017 | M | 2,203 | D | — | — | Common Stock | 2,203 | 11,016 | D |
Explanation of responses
- F1The Reporting Person made a prior election to sell only the number of shares of common stock necessary to cover applicable tax withholding obligations realized upon the vesting of restricted stock units, as well as any related brokerage commission fees.
- F2The shares were sold at prices ranging from $48.307 to $48.5635. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Shares are beneficially owned directly by Mark J. Sachleben & Lynda F. Sullivan, Trustees of the Sachleben Sullivan Living Trust dated August 22, 2012, of which the Reporting Person is a Trustee.
- F4Shares are beneficially owned directly by The Eric Henry Sachleben Delaware Legacy Trust, of which the Reporting Person is a Trustee.
- F5Shares are beneficially owned directly by The Audrey Megan Sachleben Delaware Legacy Trust, of which the Reporting Person is a Trustee.
- F625% of the units vest on December 15, 2014 and 1/16th of the units vest quarterly thereafter.