SEC Form 4 · accession 0001209191-17-005989
NEW RELIC, INC. · NEWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robin Schulman
Officer — VP, General Counsel /Secretary
Period of report
Jan 25, 2017
Accepted (ET)
Jan 27, 2017 · 6:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001448056
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 25, 2017 | M | 1,575 | $23.00 | A | 1,575 | D | |
| Common StockF1 | Jan 25, 2017 | S | 1,575 | $40.00 | D | 0 | D | |
| Common Stock | Jan 25, 2017 | M | 1,556 | $25.86 | A | 1,556 | D | |
| Common StockF1 | Jan 25, 2017 | S | 1,556 | $40.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3,F2 | $23.00 | Jan 25, 2017 | M | 1,575 | D | — | Dec 11, 2024 | Common Stock | 1,575 | 13,125 | D |
| Stock Option (Right to buy)F3,F4 | $25.86 | Jan 25, 2017 | M | 1,556 | D | — | May 15, 2026 | Common Stock | 1,556 | 9,120 | D |
Explanation of responses
- F1Shares sold pursuant to a 10b5-1 plan.
- F215% of the shares shall vest on the first anniversary, 20% of the shares shall vest on the second anniversary, 30% of the shares shall vest on the third anniversary and the remaining 35% of the shares shall vest on the fourth anniversary of December 15, 2014.
- F3Not applicable.
- F4The Stock Option Grant will vest in equal monthly installments from April 1, 2016 (the "Vesting Start Date") until the fourth anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.