SEC Form 4 · accession 0001209191-16-142060
NEW RELIC, INC. · NEWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robin Schulman
Officer — VP, General Counsel /Secretary
Period of report
Sep 15, 2016
Accepted (ET)
Sep 19, 2016 · 5:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001448056
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 15, 2016 | M | 525 | $0.00 | A | 525 | D | |
| Common StockF1 | Sep 16, 2016 | S | 199 | $36.825 | D | 326 | D | |
| Common Stock | Sep 19, 2016 | M | 1,400 | $23.00 | A | 1,726 | D | |
| Common StockF2 | Sep 19, 2016 | S | 1,400 | $37.98 | D | 326 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3 | $23.00 | Sep 15, 2016 | M | 525 | D | — | — | Common Stock | 525 | 7,350 | D |
| Stock Option (Right to Buy)F5,F4 | $23.00 | Sep 19, 2016 | M | 1,400 | D | — | Dec 11, 2024 | Common Stock | 1,400 | 14,700 | D |
Explanation of responses
- F1The Reporting Person made a prior election to sell only the number of shares of common stock necessary to cover applicable tax withholding obligations realized upon the vesting of restricted stock units, as well as any related brokerage commission fees.
- F2Shares sold pursuant to a 10b5-1 plan.
- F315% of the units vest on the first anniversary of December 15, 2014, 20% of the units vest quarterly thereafter over the next twelve months, 30% of the units vest quarterly thereafter over the next 12 months and the remaining 35% of the units vest quarterly thereafter over the last 12 months.
- F415% of the shares shall vest on the first anniversary, 20% of the shares shall vest on the second anniversary, 30% of the shares shall vest on the third anniversary and the remaining 35% of the shares shall vest on the fourth anniversary of December 15, 2014.
- F5Not applicable