SEC Form 4 · accession 0001209191-16-142058
NEW RELIC, INC. · NEWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R. Gochee
Officer — Chief Product Officer
Period of report
Sep 15, 2016
Accepted (ET)
Sep 19, 2016 · 5:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001448056
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 15, 2016 | M | 829 | $0.00 | A | 387,394 | D | |
| Common StockF1 | Sep 16, 2016 | S | 304 | $36.827 | D | 387,090 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $23.00 | Sep 15, 2016 | M | 829 | D | — | — | Common Stock | 829 | 8,128 | D |
Explanation of responses
- F1The Reporting Person made a prior election to sell only the number of shares of common stock necessary to cover applicable tax withholding obligations realized upon the vesting of restricted stock units, as well as any related brokerage commission fees.
- F220% of the units vest on December 15, 2014, 50% of the units vest quarterly thereafter over the next 24 months and the remaining 30% of the units vest quarterly thereafter over the last 12 months.