SEC Form 4 · accession 0001209191-16-137643
NEW RELIC, INC. · NEWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Sachleben
Officer — Chief Financial Officer
Period of report
Aug 15, 2016
Accepted (ET)
Aug 17, 2016 · 6:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001448056
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 15, 2016 | M | 937 | $0.00 | A | 937 | D | |
| Common Stock | Aug 15, 2016 | M | 1,834 | $0.00 | A | 2,771 | D | |
| Common StockF1,F2 | Aug 15, 2016 | S | 8,000 | $34.91 | D | 555,291 | I | By Trust |
| Common StockF3,F4 | Aug 16, 2016 | S | 1,056 | $35.421 | D | 2,185 | D | |
| Common Stock | Aug 16, 2016 | G | 2,185 | $0.00 | D | 0 | D | |
| Common StockF2 | Aug 16, 2016 | G | 2,185 | $0.00 | A | 557,476 | I | By Trust |
| Common StockF1 | Aug 17, 2016 | S | 470 | $35.39 | D | 557,006 | D | |
| Common StockF5 | holding | — | — | — | 158,000 | I | By Trust | |
| Common StockF6 | holding | — | — | — | 154,500 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF7 | $0.00 | Aug 15, 2016 | M | 937 | D | — | — | Common Stock | 937 | 21,535 | D |
| Restricted Stock UnitsF8 | $0.00 | Aug 15, 2016 | M | 1,834 | D | — | — | Common Stock | 1,834 | 27,512 | D |
Explanation of responses
- F1Shares sold pursuant to a 10b5-1 plan.
- F2Shares are beneficially owned directly by Mark J. Sachleben & Lynda F. Sullivan, Trustees of the Sachleben Sullivan Living Trust dated August 22, 2012, of which the Reporting Person is a Trustee.
- F3The Reporting Person made a prior election to sell only the number of shares of common stock necessary to cover applicable tax withholding obligations realized upon the vesting of restricted stock units, as well as any related brokerage commission fees.
- F4Includes 470 shares acquired on August 12, 2016 under the Issuer's Employee Stock Purchase Plan.
- F5Shares are beneficially owned directly by The Audrey Megan Sachleben Delaware Legacy Trust, of which the Reporting Person is a Trustee.
- F6Shares are beneficially owned directly by The Eric Henry Sachleben Delaware Legacy Trust, of which the Reporting Person is a Trustee.
- F7Represents Restricted Stock Units ("RSUs"). The RSUs will vest as follows: 10% of the RSUs shall vest on the first anniversary of May 15, 2015 (the "2015 Vesting Start Date"); 3.75% of the RSUs shall vest in equal quarterly installments thereafter until the second anniversary of the 2015 Vesting Start Date; 5.00% of the RSUs shall vest in equal quarterly installments thereafter until the third anniversary of the 2015 Vesting Start Date; and 13.75% of the RSUs shall vest in equal quarterly installments thereafter until the fourth anniversary of the 2015 Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.
- F8The RSUs will vest in equal quarterly installments from May 15, 2016 (the "2016 Vesting Start Date") until the fourth anniversary of the 2016 Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.