SEC Form 4 · accession 0001209191-16-136219
NEW RELIC, INC. · NEWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hilarie A. Koplow
Officer — President
Period of report
Aug 9, 2016
Accepted (ET)
Aug 9, 2016 · 7:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001448056
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 9, 2016 | M | 19,370 | $11.29 | A | 20,775 | D | |
| Common Stock | Aug 9, 2016 | M | 462 | $25.86 | A | 21,237 | D | |
| Common StockF1,F2 | Aug 9, 2016 | S | 19,832 | $35.2595 | D | 1,405 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4,F3 | $11.29 | Aug 9, 2016 | M | 19,370 | D | — | Dec 10, 2023 | Common Stock | 19,370 | 654,827 | D |
| Stock Option (Right to Buy)F4,F5 | $25.86 | Aug 9, 2016 | M | 462 | D | — | May 15, 2026 | Common Stock | 462 | 27,296 | D |
Explanation of responses
- F1Shares sold pursuant to a 10b5-1 plan.
- F2The shares were sold at prices ranging from $34.95 to $35.59. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F325% of the total shares of the Option Grant shall vest on the one year anniversary of December 9, 2013, and 1/48 of the shares subject to this Option Grant shall vest each calendar month thereafter over 36 months.
- F4Not applicable.
- F5The Stock Option Grant will vest in equal monthly installments from April 1, 2016 (the "Vesting Start Date") until the fourth anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.