SEC Form 5 · accession 0001209191-16-097724
NEW RELIC, INC. · NEWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ajay Chopra
10% Owner
Period of report
Dec 31, 2015
Accepted (ET)
Feb 11, 2016 · 8:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001448056
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 30, 2015 | G | 794 | $0.00 | D | 6,680 | I | By Trust |
| Common StockF2,F3 | holding | — | — | — | 76,482 | I | Trinity IX Entrepreneurs' Fund, L.P. | |
| Common StockF3,F4 | holding | — | — | — | 58,063 | I | Trinity IX Side-By-Side Fund, L.P. | |
| Common StockF3,F5 | holding | — | — | — | 4,890,810 | I | Trinity Ventures IX, L.P. | |
| Common StockF3,F6 | holding | — | — | — | 44 | I | TVL Management Corp. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares held by a family trust (the "Chopra Trust"). Mr. Chopra is the trustee of the Chopra Trust and may be deemed to beneficially own the shares held by the Chopra Trust.
- F2The shares are owned by Trinity IX Entrepreneurs' Fund, L.P. ("TEF IX") which is under common control with Trinity IX Side-By-Side Fund, L.P. ("Trinity SBS IX") and Trinity Ventures IX, L.P. ("Trinity IX"). Trinity TVL IX, LLC ("Trinity TVL IX") serves as the sole general partner of TEF IX, Trinity SBS IX and Trinity IX. As such, Trinity TVL IX possesses sole voting and investment control over the shares owned by TEF IX, Trinity SBS IX and Trinity IX, and may be deemed to have indirect beneficial ownership of the securities held by TEF IX, Trinity SBS IX and Trinity IX. Trinity TVL IX, however, owns no shares of the Issuer directly. The Reporting Person serves as a Management Member of Trinity TVL IX and serves as an officer of Trinity TVL Management Corp. ("TVL Management") and shares voting and dispositive power over the shares held by TEF IX, Trinity SBS IX and Trinity IX.
- F3The Reporting Person disclaims beneficial ownership of the shares held by TEF IX, Trinity SBS IX, Trinity IX, Trinity TVL IX and TVL Management except to the extent of her proportionate pecuniary interest therein.
- F4The shares are owned by Trinity SBS IX.
- F5The shares are owned by Trinity IX.
- F6The shares are owned by TVL Management.
Remarks
As of January 5, 2016, the Reporting Person ceased to beneficially own more than 10% of the Issuer's Common Stock and therefore is no longer subject to Section 16 reporting.