SEC Form 4 · accession 0001209191-16-090343
NEW RELIC, INC. · NEWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Ajay Chopra
Other
Lawrence K Orr
Other
Augustus O Tai
Other
Noel J Fenton
Other
Fred Wang
Other
Trinity TVL IX, LLC
Other
Patricia Nakache
Other
Period of report
Jan 5, 2016
Accepted (ET)
Jan 7, 2016 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001448056
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F4 | Jan 5, 2016 | J | 4,248 | $0.00 | D | 72,234 | I | Trinity IX Entrepreneurs' Fund, L.P. |
| Common StockF4,F5 | Jan 5, 2016 | J | 3,225 | $0.00 | D | 54,838 | I | Trinity IX Side-By-Side Fund, L.P. |
| Common StockF4,F6 | Jan 5, 2016 | J | 271,711 | $0.00 | D | 4,619,099 | I | Trinity Ventures IX, L.P. |
| Common StockF4,F7 | Jan 5, 2016 | J | 47,483 | $0.00 | A | 47,483 | I | Trinity TVL IX, LLC |
| Common StockF4,F7 | Jan 5, 2016 | J | 47,483 | $0.00 | D | 0 | I | Trinity TVL IX, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a pro-rata in-kind distribution of Common Stock of the Issuer by the partnerships without consideration to their respective limited partners and, in the case of Trinity IX, its general partner.
- F2Transaction pursuant to a 10b5-1 Plan dated September 9, 2015.
- F3The shares are owned by Trinity IX Entrepreneurs' Fund, L.P. ("TEF IX") which is under common control with Trinity IX Side-By-Side Fund, L.P. ("Trinity SBS IX") and Trinity Ventures IX, L.P. ("Trinity IX"). Trinity TVL IX, LLC ("Trinity TVL IX") serves as the sole general partner of TEF IX, Trinity SBS IX and Trinity IX. As such, Trinity TVL IX possesses sole voting and investment control over the shares owned by TEF IX, Trinity SBS IX and Trinity IX, and may be deemed to have indirect beneficial ownership of the securities held by TEF IX, Trinity SBS IX and Trinity IX. Trinity TVL IX, however, owns no shares of the Issuer directly. Messrs. Chopra, Fenton, Orr, Tai and Wang and Ms. Nakache serve as Management Members of Trinity TVL IX and serve as officers of Trinity TVL Management Corp. ("TVL Management") and share voting and dispositive power over the shares held by TEF IX, Trinity SBS IX and Trinity IX.
- F4Each Reporting Person disclaims beneficial ownership of the shares held by TEF IX, Trinity SBS IX, Trinity IX, Trinity TVL IX and TVL Management except to the extent of his, her or its proportionate pecuniary interest therein.
- F5The shares are owned by Trinity SBS IX.
- F6The shares are owned by Trinity IX.
- F7The shares are owned by Trinity TVL IX.
- F8Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Trinity TVL IX without consideration to its members.
Remarks
See Form 4 for TVL Management Corp. for additional members of this joint filing.