SEC Form 4/A · accession 0001209191-15-086706
NEW RELIC, INC. · NEWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Mark Sachleben
Officer — Chief Financial Officer
Period of report
Dec 15, 2015
Accepted (ET)
Dec 22, 2015 · 6:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001448056
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 15, 2015 | M | 8,812 | $23.00 | A | 8,812 | D | |
| Common StockF1 | Dec 16, 2015 | S | 3,310 | $36.5756 | D | 5,502 | D | |
| Common StockF2 | holding | — | — | — | 619,291 | I | By Trust | |
| Common StockF3 | holding | — | — | — | 186,000 | I | By Trust | |
| Common StockF4 | holding | — | — | — | 182,500 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5 | $23.00 | Dec 15, 2015 | M | 8,812 | D | — | — | Common Stock | 8,812 | 26,438 | D |
Explanation of responses
- F1The Reporting Person made a prior election to sell only the number of shares of common stock necessary to cover applicable tax withholding obligations realized upon the vesting of restricted stock units, as well as any related brokerage commission fees.
- F2Share are beneficially owned directly by Mark J. Sachleben & Lynda F. Sullivan, Trustees of the Sachleben Sullivan Living Trust dated August 22, 2012, of which the Reporting Person is a Trustee.
- F3Shares are beneficially owned directly by The Audrey Megan Sachleben Delaware Legacy Trust, of which the Reporting Person is a Trustee.
- F4Shares are beneficially owned directly by The Eric Henry Sachleben Delaware Legacy Trust, of which the Reporting Person is a Trustee.
- F5Each Restricted Stock Unit represents a contingent right to receive one share of New Relic common stock. The Restricted Stock Units shall vest as to 25% of the units on each of the first four anniversaries of December 15, 2014.
Remarks
This amendment is being filed solely to reflect the correct balance of shares held by The Audrey Megan Sachleben Delaware Legacy Trust, which was incorrectly reflected on the original filing on December 17, 2015.