SEC Form 4 · accession 0001209191-15-085840
NEW RELIC, INC. · NEWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher R. Cook
Officer — Chief Operating Officer
Period of report
Dec 15, 2015
Accepted (ET)
Dec 17, 2015 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001448056
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 15, 2015 | M | 1,762 | $23.00 | A | 34,852 | D | |
| Common StockF1,F2 | Dec 16, 2015 | S | 920 | $36.5687 | D | 33,932 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3 | $23.00 | Dec 15, 2015 | M | 1,762 | D | — | — | Common Stock | 1,762 | 5,288 | D |
Explanation of responses
- F1The Reporting Person made a prior election to sell only the number of shares of common stock necessary to cover applicable tax withholding obligations realized upon the vesting of restricted stock units, as well as any related brokerage commission fees.
- F2The shares were sold at prices ranging from $36.564 to $36.572. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Each Restricted Stock Unit represents a contingent right to receive one share of New Relic common stock. The Restricted Stock Units shall vest as to 25% of the units on each of the first four anniversaries of December 15, 2014.