SEC Form 4 · accession 0001209191-15-083547
NEW RELIC, INC. · NEWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dan Scholnick
Director · 10% Owner
Period of report
Dec 2, 2015
Accepted (ET)
Dec 4, 2015 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001448056
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F4 | Dec 2, 2015 | J | 4,248 | $0.00 | D | 76,482 | I | Trinity IX Entrepreneurs' Fund, L.P. |
| Common StockF4,F5 | Dec 2, 2015 | J | 3,225 | $0.00 | D | 58,063 | I | Trinity IX Side-By-Side Fund, L.P. |
| Common StockF4,F6 | Dec 2, 2015 | J | 271,711 | $0.00 | D | 4,890,810 | I | Trinity Ventures IX, L.P. |
| Common StockF4,F7 | Dec 2, 2015 | J | 56,516 | $0.00 | A | 56,516 | I | Trinity TVL IX, LLC |
| Common StockF4,F7 | Dec 2, 2015 | J | 56,516 | $0.00 | D | 0 | I | Trinity TVL IX, LLC |
| Common StockF4,F9 | Dec 2, 2015 | J | 22 | $0.00 | A | 44 | I | TVL Management Corp. |
| Common Stock | Dec 2, 2015 | J | 2,260 | $0.00 | A | 4,520 | D | |
| Common Stock | Jun 9, 2015 | L | 94 | $0.00 | A | 4,614 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a pro-rata in-kind distribution of Common Stock of the Issuer by the partnerships without consideration to their respective limited partners and, in the case of Trinity IX, its general partner.
- F10Represents a pro rata distribution of shares.
- F11Represents the receipt of shares through a pro rata distribution from Four Rivers Partners II LP, of which the Reporting Person is a limited partner. In accordance with Rule 16a-6, as an acquisition of shares with market value not exceeding $10,000, this acquisition was not previously reported on Form 4.
- F2Transaction pursuant to a 10b5-1 Plan dated September 9, 2015.
- F3The shares are owned by Trinity IX Entrepreneurs' Fund, L.P. ("TEF IX") which is under common control with Trinity IX Side-By-Side Fund, L.P. ("Trinity SBS IX") and Trinity Ventures IX, L.P. ("Trinity IX"). Trinity TVL IX, LLC ("Trinity TVL IX") serves as the sole general partner of TEF IX, Trinity SBS IX and Trinity IX. As such, Trinity TVL IX possesses sole voting and investment control over the shares owned by TEF IX, Trinity SBS IX and Trinity IX, and may be deemed to have indirect beneficial ownership of the securities held by TEF IX, Trinity SBS IX and Trinity IX. Trinity TVL IX, however, owns no shares of the Issuer directly. The Reporting Person serves as a Member of Trinity TVL IX and serves as an officer of TVL Management Corp. ("TVL Management") and shares voting and dispositive power over the shares held by TEF IX, Trinity SBS IX and Trinity IX.
- F4The Reporting Person disclaims beneficial ownership of the shares held by TEF IX, Trinity SBS IX, Trinity IX, Trinity TVL IX and TVL Management except to the extent of his pecuniary interest therein.
- F5The shares are owned by Trinity SBS IX.
- F6The shares are owned by Trinity IX.
- F7The shares are owned by Trinity TVL IX.
- F8Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Trinity TVL IX without consideration to its members.
- F9Represents a pro rata distribution to TVL Management from Trinity TVL IX. TVL Management is a member of Trinity TVL IX.