SEC Form 4 · accession 0001209191-15-078764
NEW RELIC, INC. · NEWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hilarie A. Koplow
Officer — President
Period of report
Nov 4, 2015
Accepted (ET)
Nov 5, 2015 · 6:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001448056
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 4, 2015 | M | 1,800 | $11.29 | A | 1,800 | D | |
| Common StockF1,F2 | Nov 4, 2015 | S | 1,800 | $40.0076 | D | 0 | D | |
| Common Stock | Nov 5, 2015 | M | 1,700 | $11.29 | A | 1,700 | D | |
| Common StockF1,F3 | Nov 5, 2015 | S | 1,700 | $40.0024 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F5,F4 | $11.29 | Nov 4, 2015 | M | 1,800 | D | — | Dec 10, 2023 | Common Stock | 1,800 | 721,189 | D |
| Stock Option (Right to Buy)F5,F4 | $11.29 | Nov 5, 2015 | M | 1,700 | D | — | Dec 10, 2023 | Common Stock | 1,700 | 719,489 | D |
Explanation of responses
- F1Shares sold pursuant to a 10b5-1 plan.
- F2The shares were sold at prices ranging from $40.00 to $40.0675. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The shares were sold at prices ranging from $40.00 to $40.04. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F425% of the total shares of the Option Grant shall vest on the one year anniversary of December 9, 2013, and 1/48 of the shares subject to this Option Grant shall vest each calendar month thereafter over 36 months.
- F5Not applicable.