SEC Form 4 · accession 0001209191-15-071718
NEW RELIC, INC. · NEWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher R. Cook
Officer — President and COO
Period of report
Sep 21, 2015
Accepted (ET)
Sep 21, 2015 · 6:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001448056
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 21, 2015 | M | 30,000 | $1.10 | A | 30,000 | D | |
| Common StockF1,F2 | Sep 21, 2015 | S | 7,200 | $38.649 | D | 22,800 | D | |
| Common StockF1,F3 | Sep 21, 2015 | S | 22,800 | $39.599 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F5,F4 | $1.10 | Sep 21, 2015 | M | 30,000 | D | — | Oct 4, 2021 | Common Stock | 30,000 | 1,050,834 | D |
Explanation of responses
- F1Shares sold pursuant to a 10b5-1 plan.
- F2The shares were sold at prices ranging from $38.16 to $39.05. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The shares were sold at prices ranging from $39.20 to $39.99. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F425% of the total shares of the Option Grant shall vest on the one year anniversary of September 6, 2011, and 1/48 of the shares subject to this Option Grant shall vest each calendar month thereafter over 36 months.
- F5Not applicable.