SEC Form 3 · accession 0001209191-16-110644
Redwood Mortgage Investors IX · RWDMU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lorene A. Randich
Other
Period of report
Mar 25, 2016
Accepted (ET)
Mar 25, 2016 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001448038
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Units of Limited Liability Company InterestsF1 | holding | — | — | — | 0 | I | By Redwood Mortgage Corp. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person is a director of Redwood Mortgage Corp., the Manager of Redwood Mortgage Investors IX, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purpose of Section 16 or for any other purpose.