SEC Form 4 · accession 0001415889-17-001244
MOBIVITY HOLDINGS CORP. · MFON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Guarascio
Director
Period of report
Jul 17, 2017
Accepted (ET)
Jul 20, 2017 · 3:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001447380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 17, 2017 | M | 51,997 | $0.00 | A | 76,997 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units | $0.00 | Jul 17, 2017 | M | 51,997 | D | Jul 17, 2017 | Jul 17, 2017 | Restricted Stock Units | 51,997 | 180,449 | D |
Explanation of responses
- F151,997 RSUs issued in the grant to Mr. Guarascio on 7/17/2014 were issued in accordance with the stated deferral period ending on 7/17/2017