SEC Form 4 · accession 0001415889-17-000791
MOBIVITY HOLDINGS CORP. · MFON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Ronald Becker
Officer — CHAIRMAN, CEO · Director
Period of report
May 15, 2017
Accepted (ET)
May 17, 2017 · 6:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001447380
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $0.60 | May 15, 2017 | A | 2,000,000 | A | — | May 15, 2027 | Options | 2,000,000 | 3,372,936 | D |
Explanation of responses
- F11,000,000 options will vest at 25% following one year and will vest 1/36 equal monthly installments thereafter. The remaining 1,000,000 options will vest upon meeting certain performance obligations as set forth by the Compensation Committee.