SEC Form 4 · accession 0001140361-18-028039
Territorial Bancorp Inc. · TBNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph Y Nakatsuka
Officer — Vice Chairman & Co-COO
Period of report
Jun 8, 2018
Accepted (ET)
Jun 11, 2018 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001447051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF4,F1,F3 | Jun 8, 2018 | S | 1,500 | $30.13 | D | 135,882 | D | |
| Common StockF4,F1,F3 | Jun 8, 2018 | S | 200 | $30.14 | D | 135,682 | D | |
| Common StockF4,F1,F3 | Jun 8, 2018 | S | 100 | $30.15 | D | 135,582 | D | |
| Common StockF4,F1,F3 | Jun 8, 2018 | S | 100 | $30.815 | D | 135,482 | D | |
| Common StockF4,F1,F3 | Jun 8, 2018 | S | 100 | $30.83 | D | 135,382 | D | |
| Common StockF4,F1,F3 | Jun 8, 2018 | S | 100 | $30.85 | D | 135,282 | D | |
| Common StockF4,F1,F3 | Jun 8, 2018 | S | 100 | $30.8501 | D | 135,182 | D | |
| Common StockF4,F1,F3 | Jun 8, 2018 | S | 300 | $30.95 | D | 134,882 | D | |
| Common StockF4,F1,F3 | Jun 8, 2018 | S | 196 | $30.96 | D | 134,686 | D | |
| Common StockF4,F1,F3 | Jun 8, 2018 | S | 300 | $30.98 | D | 134,386 | D | |
| Common StockF4,F1,F3 | Jun 8, 2018 | S | 300 | $30.99 | D | 134,086 | D | |
| Common StockF4,F1,F3 | Jun 8, 2018 | S | 212 | $31.00 | D | 133,874 | D | |
| Common StockF4,F1,F3 | Jun 8, 2018 | S | 263 | $31.04 | D | 133,611 | D | |
| Common StockF4,F1,F3 | Jun 8, 2018 | S | 254 | $31.05 | D | 133,357 | D | |
| Common StockF4,F1,F3 | Jun 8, 2018 | S | 103 | $31.08 | D | 133,254 | D | |
| Common StockF4,F1,F3 | Jun 8, 2018 | S | 273 | $31.09 | D | 132,981 | D | |
| Common StockF4,F1,F3 | Jun 8, 2018 | S | 197 | $31.10 | D | 132,784 | D | |
| Common StockF4,F1,F3 | Jun 8, 2018 | S | 10 | $31.12 | D | 132,774 | D | |
| Common StockF4,F1,F3 | Jun 8, 2018 | S | 100 | $31.125 | D | 132,674 | D | |
| Common StockF4,F1,F3 | Jun 8, 2018 | S | 599 | $31.13 | D | 132,075 | D | |
| Common StockF4,F1,F3 | Jun 8, 2018 | S | 200 | $31.14 | D | 131,875 | D | |
| Common StockF4,F1,F3 | Jun 8, 2018 | S | 200 | $31.15 | D | 131,675 | D | |
| Common StockF4,F1,F3 | Jun 8, 2018 | S | 127 | $31.155 | D | 131,548 | D | |
| Common StockF4,F1,F3 | Jun 8, 2018 | S | 212 | $31.16 | D | 131,336 | D | |
| Common StockF4,F1,F3 | Jun 8, 2018 | S | 4 | $31.18 | D | 131,332 | D | |
| Common StockF4,F1,F3 | Jun 8, 2018 | S | 22 | $31.19 | D | 131,310 | D | |
| Common StockF4,F1,F3 | Jun 8, 2018 | S | 28 | $31.295 | D | 131,282 | D | |
| Common StockF2 | holding | — | — | — | 9,567 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $17.36 | holding | — | — | — | Aug 19, 2011 | Aug 19, 2020 | Common Stock | 86,430 | 86,430 | D |
Explanation of responses
- F1Includes restricted stock units which vest at a rate of 1/3 per year commencing on May 25, 2018.
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F3Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 8, 2019.
- F4Represents shares sold in connection with the payment of taxes due on exercise of stock options on June 4, 2018.