SEC Form 4 · accession 0001140361-18-027403
Territorial Bancorp Inc. · TBNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allan S Kitagawa
Officer — Chairman, President and CEO · Director
Period of report
Jun 4, 2018
Accepted (ET)
Jun 5, 2018 · 5:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001447051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF4,F1,F3 | Jun 4, 2018 | S | 600 | $30.65 | D | 150,824 | D | |
| Common StockF4,F1,F3 | Jun 4, 2018 | S | 200 | $30.66 | D | 150,624 | D | |
| Common StockF4,F1,F3 | Jun 4, 2018 | S | 200 | $30.67 | D | 150,424 | D | |
| Common StockF4,F1,F3 | Jun 4, 2018 | S | 401 | $30.68 | D | 150,023 | D | |
| Common StockF4,F1,F3 | Jun 4, 2018 | S | 2,225 | $30.684 | D | 147,798 | D | |
| Common StockF4,F1,F3 | Jun 4, 2018 | S | 200 | $30.69 | D | 147,598 | D | |
| Common StockF4,F1,F3 | Jun 4, 2018 | S | 100 | $30.70 | D | 147,498 | D | |
| Common StockF4,F1,F3 | Jun 4, 2018 | S | 100 | $30.72 | D | 147,398 | D | |
| Common StockF4,F1,F3 | Jun 4, 2018 | S | 297 | $30.74 | D | 147,101 | D | |
| Common Stock | holding | — | — | — | 35,000 | I | By Spouse | |
| Common StockF2 | holding | — | — | — | 28,446 | I | By 401(k) | |
| Common StockF2 | holding | — | — | — | 9,567 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $17.36 | holding | — | — | — | Aug 19, 2011 | Aug 19, 2020 | Common Stock | 40,000 | 40,000 | D |
Explanation of responses
- F1Includes restricted stock units which vest at a rate of 1/3 per year commencing on May 25, 2018.
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F3Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 8, 2019.
- F4Represents shares sold in connection with the payment of taxes due on exercise of stock options on May 31, 2018.