SEC Form 4 · accession 0001140361-17-037361
Territorial Bancorp Inc. · TBNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard KC Lau
Officer — SVP
Period of report
Sep 29, 2017
Accepted (ET)
Oct 3, 2017 · 3:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001447051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 29, 2017 | M | 19,524 | $17.36 | A | 49,841 | D | |
| Common StockF1 | Sep 29, 2017 | F | 10,737 | $31.57 | D | 39,104 | D | |
| Common StockF2 | holding | — | — | — | 11,330 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 1,500 | I | By Corporation | |
| Common StockF2 | holding | — | — | — | 8,534 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $17.36 | Sep 29, 2017 | M | 19,524 | D | Aug 19, 2011 | Aug 19, 2020 | Common Stock | 19,524 | 0 | D |
Explanation of responses
- F1Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 29, 2018.
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.